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Internal Compliance Policies

In the spirit of promoting an internal culture of compliance Old Mutual runs an ongoing governance communications strategy, dubbed Do the Right Thing – It’s About Our Future!

This strategy involves extensive internal campaigns that aim to increase awareness around white-collar crimes such as bribery, dishonesty, corruption and fraud. Past campaigns include:

  • War on Corruption: Raising the profile of white collar crime
  • Identity Theft: Reminding staff to verify client identities and to keep information confidential
  • Know Your Customer: A training programme for staff as required by the Financial Intelligence Centre Act (FICA)

Code of Ethics

Old Mutual South Africa is committed to conducting business in an ethical manner.

This Code provides guidelines in shaping the decisions and actions of Old Mutual staff in the pursuit of our business objective and interaction with the following stakeholders:

  • Shareholders.
  • Clients.
  • Employees.
  • Business partners.
  • Authorities
  • Communities
  • Competitors

Download:
The Code of Ethics (59 kb pdf).

Internal Compliance Policies

The Code of Ethics is supported by other workplace policies developed to protect our staff and stakeholder-base from unethical and fraudulent behaviour.

Download:

The New Financial Crime Policy encompasses the following policies:

  • Fraud, Theft, Corruption, Internal Irregularities and Cybercrime
  • Conflicts of Interest
  • Moonlighting
  • Gifts; and
  • Whistleblowing
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